What is SFTR?

New Link Editor Regulation

Following the financial crisis, both securities lending and repurchase transactions came under increased scrutiny as they were perceived to have contributed to the build-up of hidden leverage in the market. Regulators sought to introduce Securities Financing Transaction Regulation (SFTR), covering three key requirements: transaction reporting, disclosure obligations and collateral reuse obligations. SFTR is a sweeping mandatory change for the securities …

Simon Hirtenstein Speaks at Global Custodian Forum

New Link Editor Project Management

After the Global Custodian Forum, we are delighted to share with you comments from Simon Hirtenstein, our Asset Servicing Practice Lead. “I attended and spoke at the Global Custodian Forum in the salubrious surroundings of Banking Hall. First of all, many thanks to the event organisers and venue staff who put on a fantastic event. The day was full of …

The Volcker Rule

New Link Editor Front Office

An exploration of the potential modifications the OCC will make to the Volcker Rule to reduce the burden on banks whilst still serving its original purpose.

GDPR: 6 Months Out

New Link Editor Data Management

With 6 months until GDPR becomes enforceable, New Link Consulting explores the questions you should be asking of your business to confirm compliance.

Brexit Insights

New Link Editor Regulation

An interview with New Link Consulting Partner Tom Masters discussing the ramifications of Brexit on the Financial Services Industry and preparations firms should make.