Client: UK Public Sector Body Dates Completed: 02/2023-05/2023 NLC deployed an expert team to conduct a review of the AML, CTF, and Sanctions risks faced by a UK Public Sector body responsible for providing guarantees to retail individuals and commercial projects aligned with UK government policy objectives. The specific programmes the public sector body administered targeted on guarantee products provided …
Client: European Multilateral Development Bank Dates Completed: 07/2022-01/2023 NLC created a Watch List for our client following related to Panama Paper Disclosures. All potential matches to the Watch List were reviewed, by the Compliance team at the bank, in the first instant (with advice from NLC), to determine if they are ‘true matches’ or ‘false positives’. NLC provided discounting rules …
Client: European Multilateral Development Bank Dates Completed: 05/2022-07/2022 The project was a special initiative reviewing Customer Due Diligence (“CDD”) in light of the publication of the FINCEN files. NLC was employed by the Bank to investigate the potential impacts of the so called ‘FinCEN Files’ on the Bank. The focus of the work was on: Identifying the Bank’s exposure to …
