Client: UK Based Financing Body Dates Completed: 02/2022-04/2022 The Client, a UK based Financing Body, sought to understand it’s potential exposure to the risks of (i) breaching Sanctions, and (ii) entering into relationships with counterparties who have Politically Exposed Persons (‘PEPs’) in their management or Board of Directors. NLC designed and conducted Sanctions and PEP Risk Assessment is to …
