Client: UK Based Financing Body Dates Completed: 02/2022-04/2022 The Client, a UK based Financing Body, sought to understand it’s potential exposure to the risks of (i) breaching Sanctions, and (ii) entering into relationships with counterparties who have Politically Exposed Persons (‘PEPs’) in their management or Board of Directors. NLC designed and conducted Sanctions and PEP Risk Assessment is to …
Client: UK Public Sector Body Dates Completed: 02/2023-05/2023 NLC deployed an expert team to conduct a review of the AML, CTF, and Sanctions risks faced by a UK Public Sector body responsible for providing guarantees to retail individuals and commercial projects aligned with UK government policy objectives. The specific programmes the public sector body administered targeted on guarantee products provided …
