Client: UK Public Sector Body
Dates Completed: 02/2023-05/2023
NLC deployed an expert team to conduct a review of the AML, CTF, and Sanctions risks faced by a UK Public Sector body responsible for providing guarantees to retail individuals and commercial projects aligned with UK government policy objectives.
The specific programmes the public sector body administered targeted on guarantee products provided to commercial financial institutions and blended lending opportunities.
NLC delivered the review through a documentation review, interviews with key stakeholders, and subsequently supported an AML/CTF/Sanctions Risk Assessment for each programme.
NLC produced an independent report detailing all work undertaken outlining recommendations to improve the control environment around AML, CFT and Sanctions related risks.
