With the Consumer Duty coming into force on 31st July it is important for impacted firms to not see this as the finishing line, but rather the start of a continuous process to support and enhance customer outcomes.
Compliance Risk Assessments
Understanding where compliance risks are lurking in your business, and whether or not the controls in the first and second lines of defence are effectively mitigating those risks is of critical importance to Compliance Heads and Senior Management.
Client Transitions / Data Migration
An in depth insight review into the challenges of client transitions between platforms and the services offered by New Link Consulting.
Planning for the Implications of Brexit
On the morning of the 24th June 2016, the EU woke up to the news that voters in the UK had narrowly voted in favour of leaving the European Union.
Transforming Trade in the EU Derivatives Market
Implementing Mifid II from regulatory interpretation through to compliance.
Trader Controls: Managing Risks and Maintaining Reputations
A discussion on effective control frameworks to mitigate inappropriate activity.
The Project Management Office Function: Critical to Programme Success
Insight into how New Link Consulting can help your business establish an effective PMO function.
Know Your Customer (KYC)
The importance of knowing your customer and how to interpret the regulation.