Following the financial crisis, both securities lending and repurchase transactions came under increased scrutiny as they were perceived to have contributed to the build-up of hidden leverage in the market. Regulators sought to introduce Securities Financing Transaction Regulation (SFTR), covering three key requirements: transaction reporting, disclosure obligations and collateral reuse obligations. SFTR is a sweeping mandatory change for the securities …
Hear our very own Claire Lincoln-White, Managing Partner of New Link Consulting, join a discussion on ‘Culture as a 1st line control’
New Link Consulting were pleased to be an Associate Sponsor of the 1LoD Summit.
On the morning of the 24th June 2016, the EU woke up to the news that voters in the UK had narrowly voted in favour of leaving the European Union.
Implementing Mifid II from regulatory interpretation through to compliance.
An interview with David Newland, Head of Industry Solutions and Partner at New Link Consulting, to find out what impact the FX Global Code will have on organisations.
An interview with New Link Consulting Partner Tom Masters discussing the ramifications of Brexit on the Financial Services Industry and preparations firms should make.
A discussion on effective control frameworks to mitigate inappropriate activity.
The importance of knowing your customer and how to interpret the regulation.
Does full automation equal full control?